Tag: Capital Access Companies

Title 4, Division 3, Chapter 3 deals with the licensing of capital access companies in California under its securities law. Section 28150 provides that no person proposing to transact or transacting business in this state, other than a licensee, is...

Chapter 2 of Division 3 of Title 4 of the Corporations Code deals with the administration of capital access companies in California. Section 28100 requires the commissioner to administer and enforce the provisions of this division in a manner that...